Join us as we Initiate the CHange

Compliance Manager

iSTOX is Asia's first fully regulated STO exchange platform based on blockchain technology. We are licensed by the Monetary Authority of Singapore, with seed investments by the Singapore Exchange (SGX) and Temasek (Heliconia). We are in the business of innovating capital markets with blockchain technology, and building the next-generation exchange platform to facilitate connection between users and holders of capital in a regulated and transparent marketplace for tokenized offerings.

We are seeking a Compliance Professional to be part of our Operations team. This position will report to the Chief Operating Officer and will be responsible for various aspects of compliance and regulatory matters, related activities and projects.

  • Perform due diligence on new Clients; review and verify Clients’ documents and make an analytical risk assessment for new Clients
  • Communicate effectively and efficiently with relevant internal and external parties to obtain KYC documents
  • Develop and maintain policies and procedures applicable to the Company’s operations, operational risk and compliance requirement
  • Identify and evaluate the effectiveness of existing controls; and ensure that internal operational procedures and controls comply with all relevant statutes and regulations such as MAS requirements
  • Structure and propose remedial actions to address identified issues
  • Liaise with all relevant business partners (includes regulatory reporting)
  • Maintain up to date knowledge on regulatory changes and landscape and resolve legal compliance issues
  • Provide advice and enhancements of operational procedures related to compliance trends, practices, and opportunities
  • Min. 5+ years in a compliance / compliance operations role with a financial services firm, preferably in the Fintech space
  • Knowledge of AML regulatory requirements, monitoring methodologies and international monitoring standards
  • Familiar with compliance risk and operational risk management policy
  • Familiar with Business Continuity Planning, Disaster recovery and other contingencies
  • Understand regulatory landscape and compliance requirements
  • Good understanding of digital products and platforms
  • Ability to work in a fast-paced, dynamic, and innovative environment
  • Prior experience in drafting and maintenance of operations documentation (e.g. manuals, SOPs) will be a plus

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