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Legal Officer

We are looking for a Legal Officer to be part of our Operations team. This position will report to the Chief Operating Officer and will be responsible for various aspects of compliance and regulatory matters, related activities and projects.

Responsibilities
  • Accountable for general oversight of legal & compliance issues within ICHX
  • Develop and maintain effective and appropriate policies, procedures and supporting documentation that demonstrate regulatory and self-regulatory compliance
  • Ensure documentation conforms to the company’s compliance guidelines and policies, as well as MAS’ regulations
  • Develop policies and ensure compliance with Insider Trading and AML / CFT laws and regulations
  • Recommend, structure and manage work engagements with external legal advisors on specific projects
Requirements
  • Must be able to work independently, having strong analytical skills with an investigative acumen
  • Robust understanding of securities' regulations, and of regulatory expectations
  • Experience in developing compliance policies and procedures, and structuring operational processes to ensure alignment
  • Experience in one or more of the following areas: commercial contracts, corporate/M&A, financial services laws
  • Experience in broker-dealer and/or capital markets issues would be considered a plus

If you wish to be kept updated on future opportunities, please get in touch with us at

HR@istox.com